The
relationship between child abuse and the use or abuse of alcohol has two aspects.
First, some findings have indicated that parental alcohol abuse may be associated
with the physical or sexual abuse of children. Research findings in this area
remain inconsistent, however. Second, the experience of being abused as a
child may increase a persons risk for alcohol-related problems as an
adult. This relationship has best been demonstrated in women who had been
victims of childhood abuse. Several factors most likely contribute to or influence
this relationship, including coping skills; antisocial behavior; and psychological
problems, such as posttraumatic stress disorder. KEY
WORDS: child abuse; AOD (alcohol or other drug) abuse; risk factors; family
AODU (AOD use, abuse, and dependence) history; family dysfunction; marital
conflict; sexual abuse; coping; antisocial behavior; posttraumatic stress
disorder
According
to research estimates, each year more than 1 million children in the United
States experience some form of abuse or neglect (Widom 1993). Child abuse is one of the many types of violence
associated with alcohol use and abuse, either as a consequence or as a causative
factor. For example, parental alcohol abuse may contribute to the abusive
treatment of children. Furthermore, people who have been abused as children
may be at increased risk for developing alcohol abuse as adults.
Child
abuse manifests in various forms, including physical abuse, sexual abuse,
neglect, and emotional or psycho-logical abuse (Widom 1989). Physical abuse refers to all types of maltreatment
that result in physical injuries, such as bruises, welts, burns, abrasions,
lacerations, cuts, or fractures. Sexual abuse also can encompass a variety
of abusive behaviors, ranging from fondling or touching to sodomy, incest,
or rape. Neglect is defined as any situation in which a child receives no
care by a parent or other primary caregiver or receives care that is below
acceptable community or professional standards (e.g., fails to provide adequate
food, clothing, shelter, or medical attention). Emotional and psychological
abuse, which may occur in conjunction with the other types of abuse previously
mentioned, also can have profound long-term con-sequences for the child. Because
this last type of abuse is difficult to define and identify, however, most
research does not explicitly include emotional abuse in child abuse studies.
Furthermore, few studies have investigated specifically the relationship between
child neglect and alcohol use.
The
first part of this article reviews studies assessing the alcohol-related and
non-alcohol-related factors that might contribute to parental child abuse,
although these studies have produced inconsistent findings.
The
second part of this article includes more conclusive research findings concerning
the relationship between childhood victimization, particularly childhood abuse
and neglect among women, and subsequent adult alcohol abuse. Within this discussion,
the article explores how future research may identify further characteristics
that could increase a persons risk for developing alcohol abuse as a
consequence of childhood victimization.
Factors
That Contribute to Parental Child Abuse
Researchers
have suggested that numerous factors play a role in parental child abuse.
Some factors directly relate to parental alcohol abuse, whereas other factors
do not or only do indirectly.
Physical
Abuse. Although many people might intuitively
assume that parental alcohol use and abuse contributes to child abuse, research
in this area frequently has produced inconsistent results (Widom
1993). For example, some early studies on the relationship between parental
alcohol abuse and parental perpetration of physical child abuse found only
modest associations (see Miller et al. 1997). Other studies detected either
no associations or associations limited to certain subgroups of alcohol-using
parents (see Miller et al. 1997). These studies, however, frequently suffered
from methodological limitations.
Despite
improvements in methodology, more recent studies also have found inconsistent
results regarding the association between parental alcohol use and child abuse.
For example, a study among college students evaluated the participants
recollection of childhood physical, sexual, or emotional abuse and of parental
alcoholism, but found no significant relationship between parental alcohol
use and the various types of child abuse (Harter and Taylor 2000). Conversely,
other retrospective studies determined that a parents alcohol problems
were related to that parents violence against the child (see Miller
et al. 1997).
Other
studies have determined the child abuse potential (i.e., the types of discipline
imposed) of parents with and without histories of alcohol and other drug (AOD)
abuse. Ammerman and colleagues (1999) found that
parents with histories of AOD abuse had higher child abuse potential than
did parents without such histories.1 (1 The study included
only parents who met the criteria of an alcohol-use disorder as well as another
drug-use disorder, but excluded parents with only alcohol-use disorders.)
In another study, mothers with histories of alcohol problems were more
likely to use harsh punishment on their children compared with women without
such histories (see Miller et al. 1997). These results provide some support
for the hypothesis that parental alcohol abuse may be associated with physical
child abuse. However, further research is needed before firm conclusions can
be drawn about the extent and nature of the connection between parental alcohol
abuse and subsequent child abuse.
On the
assumption that a relation-ship does exist between parental alcohol problems
and child abuse, researchers have begun to speculate about some of the possible
mechanisms linking these problems. For example, Miller and colleagues (1997)
have suggested the following three possible mechanisms:
- The
cognitive disorganization hypothesis posits that alcohol abuse increases
the likelihood of violence, because it interferes with communication among
family members and results in misinterpretation of social cues, overestimation
of perceived threats, and underestimation of the consequences of violence.
- The
deviance disavowal hypothesis suggests that the perpetrator attributes
the violence to his or her alcohol abuse and thus avoids or minimizes personal
responsibility for the violent behavior.
- The
disinhibition hypothesis proposes that
alcohols pharmacological actions on the brain interfere with the actions
of those brain centers that control (i.e., inhibit) socially unacceptable
behaviors.
Sexual
Abuse. The relationship between parental alcohol
abuse and childhood sexual abuse (CSA) may be even more complex, because the
perpetrator of the abuse may be the alcohol-abusing parent or another person.2
(2 Although both men and women can be victims as well as perpetrators
of sexual abuse, most studies in this area focus on women (or girls) who are
abused by men.) For example, several studies found that CSA experiences
for both men and women were associated with family histories of alcoholism
(Miller et al. 1997). Similarly, Vogeltanz and colleagues
(1999) identified parental drinking as a risk factor for CSA. Concurrently,
most victims were abused by either another family member or by a stranger
(Miller et al. 1997), suggesting that parental alcohol abuse may leave children
more vulnerable to sexual abuse by others.
Fleming
and colleagues (1997) have supported the aforementioned hypothesis and have
found that several factors are associated with a girls risk of being
sexually abused, such as experiencing physical abuse, having a mother who
was mentally ill, being socially isolated, and not having a person in which
to confide. Furthermore, whereas an alcoholic father was a risk factor for
CSA by a family member, an alcoholic mother was a risk factor for CSA by a
person outside the family.
The mechanisms
underlying this association between parental alcohol abuse and CSA remain
unclear. Possibly, parental alcohol abuse increases childrens vulnerability
to CSA by interfering with the parents ability to provide a supportive,
nurturing, and protective environment (Miller et al. 1997). For example, an
alcohol-abusing parent might be less available to protect a child from extrafamilial
CSA than a non-alcohol-abusing parent.
Socioeconomic
Status (SES). Several studies have identified low SES as a
factor contributing to child maltreatment (Coulton
et al. 1999; Korbin 1998; Drake and Pandey 1996).
In addition, a low SES may both result from and contribute to alcohol abuse
and dependence. Accordingly, parental alcohol abuse may act together with
low SES to contribute to child abuse.
Marital
or Relationship Stress. Research shows that a
stressful relation-ship between parents can markedly increase the risk of
child abuse (see Miller et al. 1997; Fleming et al. 1997). For example, when
such stress manifests itself in the form of one spouse physically abusing
the other, the child also is likely to experience such physical abuse (Ross
1996). Alcohol abuse by one or both spouses can lead to marital stress, including
spouse abuse. This observation reinforces the notion that parental alcohol
abuse potentially acts through several mechanisms to increase the risk of
child abuse.
Parental
History of Abuse. Some studies have suggested
that a parent who experienced abuse as a child is more likely to be abusive
toward his or her own children, although this connection has not been thoroughly
confirmed by research. For example, based on a literature review, Kaufman
and Zigler (1987) have estimated that the rate of
inter-generational transmission of abuse is approximately 30 percent. This
means that one-third of persons who were abused or neglected in childhood
will abuse their own children, whereas the majority (i.e., two-thirds) of
persons who experienced child abuse will not abuse their own children (Widom
1989). Other analyses have suggested that mothers who have a history of being
physically or sexually abused may have difficulty protecting their children
from abuse by a spouse or other person (see Miller et al. 1997). Thus, parental
abuse history may affect childrens risk of being abused.
Child
Abuse as a Risk Factor for Later Alcohol Abuse
Numerous
investigators have analyzed the relationship between childhood physical and
sexual abuse and the development of adult alcohol problems. Most of these
studies have been conducted retrospectively\that is, adolescent or adult
study participants with or without alcohol problems were asked about their
childhood experiences of abuse (e.g., Miller et al. 1993; Wilsnack
et al. 1997). Fewer studies have been conducted prospectively\that is,
have followed abused children through adult-hood to determine whether they
developed alcohol-related problems (e.g., Ireland and Widom
1994; Widom et al. 1995). Studies also have differed with respect
to their participants. Some studies recruited people undergoing treatment
for alcoholism or other psychiatric disorders (e.g., Miller et al. 1993),
whereas other studies have used general population samples (e.g., Wilsnack
et al. 1997). These differences likely influenced the applicability of the
study results to the wider population, because not all victims of child abuse
seek treatment as adults, and people who do seek treatment may have higher
rates of alcohol abuse than people who do not (Widom
et al. 1995).
Few
studies have investigated the relationship between childhood victimization
and later alcohol use in men. In a prospective study, Ireland and Widom
(1994) followed 908 children with court-documented abuse or neglect histories
and a control group of 667 matched children without such histories. The investigators
analyzed whether childhood victimization was associated with an increased
risk of AOD-related arrests as juveniles or adults. This analysis found that
for male subjects, a his-tory of childhood abuse did
not significantly predict AOD arrests. In contrast, such an abuse history
significantly predicted adult (but not juvenile) AOD arrests among female
subjects. A followup study of the same sample also
concluded that no relationship existed between childhood victimization and
subsequent alcohol abuse in men, but found a significant increase in risk
for women (Widom et al. 1995). An earlier prospective
study also detected no increased risk of adult alcohol abuse in physically
abused males (see Langeland and Hartgers
1998). Finally, retrospective studies found that the rates of childhood sexual
or physical abuse among male alcoholics are similar to or somewhat higher
than the rates found in the general population (see Langeland
and Hartgers 1998). Overall, insufficient information
exists from which to draw firm conclusions about the relationship between
childhood victimization and adult alcohol abuse in men (Langeland
and Hartgers 1998).
Most
studies on the correlation between childhood victimization and adult alcohol
abuse have been conducted in women. These analyses have used a variety of
samples, including women in the general population, women with court-documented
histories of childhood abuse or neglect, and women undergoing alcoholism treatment.
With a few exceptions (Widom et al. 1995), most of these studies have focused on
CSA.
Wilsnack
and colleagues (1997) investigated the relationship between CSA and adult
drinking behavior in 1,099 women who participated in a 10-year national survey
on womens drinking. In this study, the investigators assessed CSA retrospectively
through self-reports by the participants.3 (3 In this
study, CSA was defined as (1) any intrafamilial
sexual activity before age 18 that was unwanted by the woman or involved a
family member at least 5 years older than the woman or (2) any extrafamilial
sexual activity that occurred before age 18 and was unwanted or that occurred
before age 13 and involved a person at least 5 years older than the woman.)
Those women who had experienced CSA were significantly more likely than
other women to report one or more of the following alcohol-related behaviors
and problems:
- Alcohol
consumption in the 30 days before the survey interview
- Intoxication
in the year before the survey interview
- One
or more alcohol-related problems (e.g., fights with family members, work
problems, home accidents, and problems with children) in the year before
the interview
- One
or more symptoms of alcohol dependence (e.g., memory lapses while drinking,
morning drinking, and inability to stop or reduce drinking over time) in
the year before the interview.
In another
community-based study, Fleming and colleagues (1998) compared the prevalence
of CSA among alcohol-abusing women (as identified through their responses
to the Alcohol Use Disorders Identification Test [AUDIT]) and non-alcohol-abusing
women. The study found that CSA by itself did not significantly predict alcohol
abuse. When considered together with other factors in a womans family
background (e.g., having a mother perceived as cold or uncaring or having
an alcoholic partner), however, a history of CSA became a significant predictor
of adult alcohol abuse. These findings indicate that no simple relationship
exists between CSA and adult drinking behavior and that numerous other factors
in a womans life influence this relationship.
As
mentioned earlier, Widom and colleagues (1995) followed
into young adulthood both a large group of people who had been abused or neglected
in childhood and a matched control group. The investigators compared the levels
of alcohol abuse and dependence in both groups. The study found that for women,
a history of childhood neglect (but not abuse) significantly predicted the
number of alcohol-related symptoms experienced during adulthood, independent
of parental AOD problems, childhood poverty, race, and age. However, neither
abuse nor neglect predicted the clinical diagnoses of alcohol abuse or dependence.
Possibly, however, such relation-ships were not detected, because the courts
intervention in these cases lessened the effect of the abuse on the children
and improved the childrens long-term outcomes.
Finally,
as mentioned earlier, abused and neglected males in the same study had no
increased risk of adult alcohol problems compared with control males. The
researchers suggest that the gender difference may result in part from differences
in how men and women respond to childhood victimization. For example, one
common theory is that men may aggression). Conversely, women may be more prone
to internalizing pain and suffering, which then may lead to self-destructive
behaviors, including alcohol abuse (Widom et al.
1995). Another possibility is that the men in the overall sample were at high
risk for alcohol abuse (approximately two-thirds of the men in the sample
met DSM-III -R4 (4Diagnostic and Statistical
Manual of Mental Disorders, Third Edition, Revised.
) criteria for alcohol abuse and/or dependence diagnosis) for a variety
of reasons and that child abuse and neglect may not have been an independent
risk factor for subsequent alcohol problems in these men.
Other
researchers investigated the prevalence of CSA and other forms of childhood
victimization among women undergoing alcoholism treatment and various control
groups (Miller et al. 1993). In that study, women receiving alcoholism treatment
were significantly more likely to report CSA as well as father-to-daughter
verbal aggression and physical violence than women in the general population,
women attending classes for first-time drunk-driving offenders, or women receiving
treatment for other mental health problems (Miller et al. 1993). This relationship
between CSA and alcohol abuse was independent of parental alcohol problems,
race, and the number of changes in childhood family structure. Further analyses
using the same samples found that women who reported father-to-daughter verbal
aggression and violence during child-hood were more likely than other women
to have low self-esteem (Downs and Miller 1998), suggesting that low self-esteem
may play a role in the link between childhood victimization and adult alcohol
abuse.
In
summary, various studies on the relationship between childhood victimization
and adult alcohol-use behaviors have yielded inconsistent results, although
several studies have indicated that particularly among women, childhood abuse
and neglect may increase the risk for adult alcohol problems. Additional research
is needed to clarify this relationship and identify factors that may influence
it. Some of those factors are described in the following section.
Factors
Influencing the Relationship Between Childhood Abuse and Neglect and Adult Alcohol Abuse
Researchers
have proposed several hypotheses as to why victims of child abuse and neglect
may be at increased risk for alcohol abuse during adult-hood. Thus, alcohol
may serve as the following (see Widom et al. 1995):
- A
mechanism to cope with or escape from the trauma of child-hood victimization
and the related depression
- A
way to reduce feelings of isolation and loneliness
- Self-medication
in an attempt to gain control over the experience
- A
way to improve self-esteem
- A
form of self-destructive behavior.
Accordingly,
factors such as poor coping skills, antisocial behavior, and abuse-related
posttraumatic stress disorder (PTSD) may help mediate the relationship between
childhood victimization and adult alcohol problems.
Coping.
Researchers have suggested that for some victims of childhood abuse,
alcohol may serve as a coping mechanism to deal with the trauma associated
with the abuse and its consequences (Miller et al. 1997). For example, childhood
victimization frequently results in depression. People who lack the proper
coping mechanisms (e.g., seeking help from others) to deal with their experiences
of childhood victimization and the resulting depression may use alcohol to
make themselves feel better. Because alcohol merely covers, rather than cures,
the problem, the need for alcohol may persist or even increase over time,
increasing the risk of developing alcohol abuse or dependence. This mechanism
may be more be more common in women than in men, because in men depression
in most cases appears to be a consequence of rather than a contributing factor
to alcohol abuse (see Miller et al. 1997).
Schuck
and Widom (in press) also examined the role of coping
skills and other behavioral and psychological factors (i.e., depression, isolation
and loneliness, feelings of worthlessness, and low self-esteem) in the relationship
between childhood abuse and neglect and adult alcohol problems. The study
included 582 women with court-documented childhood abuse and neglect. Of the
factors studied, only alcohol use as a coping mechanism served as a mediator
between child abuse and neglect and subsequent alcohol problems. Thus, child
abuse and neglect significantly increased the use of alcohol or other drugs
to cope, which, in turn, significantly increased the number of alcohol problems.
For the relationship between childhood neglect (but not abuse) and subsequent
alcohol problems, depression also was a mediator.
Antisocial
Behavior. Several studies among children and
adolescents who had experienced child abuse found that externalizing and antisocial
behaviors (e.g., aggression, violence, hyperactivity, and delinquency) can
be a consequence of childhood victimization (see Miller et al. 1997; Widom
1989, 1997). In turn, persistent externalizing and anti-social behaviors are
strong predictors of AOD use. To explain this observation, researchers have
speculated that children or adolescents exhibiting such oppositional and delinquent
behaviors may frequently become involved in deviant peer groups that also
promote AOD use. The temporal sequence of these hypothesized relationships
needs further examination, however.
The
relationship between childhood victimization, antisocial behavior, and adult
alcohol problems may apply particularly to victims of child abuse with family
histories of alcoholism. Research shows that children of alcoholic parents
are at increased risk for alcohol problems themselves (Kendler and Prescott 1997) and that in many cases, the risk
is mediated by genetic rather than environmental influences (Prescott et al.
1999).
Researchers
have identified several types of alcoholism, one of which is characterized
by high levels of antisocial behavior that frequently begins manifesting during
adolescence. Children whose parents have this type of alcoholism may be particularly
likely to be abused during childhood. In addition, those children are at increased
risk for antisocial behavior and subsequent alcohol problems themselves, both
because of a genetic predisposition and because of the experience of child
abuse. There-fore, future studies of the link between child abuse and later
alcohol abuse need to address the potentially confounding effects of a genetic
predisposition for alcohol problems (Widom 1993).
PTSD.
PTSD is caused by a persons experience of an extremely stressful
situation, such as threatened or actual violence toward the person or toward
someone close to that person. Symptoms of PTSD include persistent recollections
(e.g., dreams) of the trauma, avoidance of any stimuli (e.g., places or people)
associated with the trauma, and persistent symptoms of increased arousal (e.g.,
hypervigilance). PTSD is a relatively common consequence
of physical or sexual child abuse (Miller et al. 1997; Widom
1999), and researchers have begun to investigate a possible link between child
abuse, PTSD, and adult alcohol problems, particularly among women who previously
had experienced CSA. For example, one study found that the prevalence of two
or more alcohol problems was significantly higher among women who had been
victimized and experienced PTSD symptoms than among women who had not been
victimized or who had been victimized but did not experience PTSD symptoms
(see Miller et al. 1997).
In
another study, Epstein and colleagues (1998) investigated the link between
childhood rape, PTSD, and lifetime alcohol use in adult women. The study found
that women with a history of childhood rape had twice as many PTSD symptoms
as did women without such a history. Furthermore, childhood rape victims had
significantly more alcohol symptoms than did non-victims. Finally, childhood
rape victims with PTSD symptoms had twice as many alcohol-related symptoms
as did victims without PTSD symptoms. These authors suggest that PTSD may
be one of the mediators between childhood rape and alcohol use. For example,
people experiencing PTSD symptoms might use alcohol to gain relief from the
persistent memories of the abuse.
Conclusion
Researchers
have studied alcohol abuse as both a contributor to and a consequence of child
abuse. To date, studies have not determined conclusively the role of parental
alcohol abuse in the perpetration of physical or sexual child abuse or neglect.
However, several studies have indicated that parental alcohol abuse may increase
a childs risk of experiencing physical or sexual abuse, either by a
family member or by another person. Furthermore, researchers have proposed
several hypotheses regarding the mechanisms through which parental alcohol
abuse might contribute to the abuse or neglect of children.
The
relationship between childhood victimization and adult alcohol abuse appears
somewhat more solid, particularly for women who were victims of child abuse
and neglect. Thus, studies using various types of samples found that women
who had experienced child-hood maltreatment were more likely to have alcohol
problems as adults than other women and that women under-going alcoholism
treatment were more likely to have been victims of child-hood victimization
than other women. Too few studies have investigated the relationship between
childhood victimization and adult alcohol use among men to permit firm conclusions,
but the evidence so far indicates that child abuse and neglect is not an independent
risk factor for subsequent alcohol problems in men. Further research is greatly
needed in this area. Additional research also is needed on the factors that
mediate or moderate the link between childhood abuse and adult alcohol-use
patterns. Researchers have suggested several such factors, such as inadequate
coping skills, antisocial behavior, and PTSD, but the exact roles of these
factors must be elucidated further.
Once the
mechanisms underlying the relationship between child abuse and adult alcohol
abuse are better understood, clinicians, social workers, and other interested
groups can use that knowledge to intervene with the victims of child abuse
and help pre-vent subsequent alcohol problems in those victims. For example,
such efforts could be targeted at abused and neglected females (both adolescents
and older women) to reduce their risk of adult alcohol problems. Because alcohol
use as a coping mechanism has been identified as a mediator between childhood
abuse and neglect and subsequent alcohol problems, such interventions could
focus on helping those women develop more positive coping mechanisms.
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